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Des Plaines TIF No. 5 ATR 2013CITY OF DES PLAINES TAX INCREMENT FINANCING DISTRICT NO. 5 LEE STREET / PERRY STREET TIF DISTRICT ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 City of Des Plaines Tax Increment Financing District No. 5 Lee Street / Perry Street TIF District Table of Contents SECTION TITLE PAGE 1.0 Name of Redevelopment Project Area and Contact Information 1 2.0 Redevelopment Project Information 3 Attachment A Amendments to the Redevelopment Plan, the Redevelopment Project and /or Area Boundary 4 Attachment B Certification of the Chief Executive Officer of the municipality that the municipality has complied with all of the requirements of the TIF Statute (the "Act") during the reporting Fiscal Year. 5 Attachment C Opinion of legal counsel that the municipality is in compliance with the Act Attachment D Statement setting forth all activities undertaken in furtherance of the objectives of the Redevelopment Plan 8 Attachment E Description of Agreements Regarding Property Disposition or Redevelopment 9 Attachment F Additional Information on Uses of Funds Related to Achieving Objectives of the Redevelopment Plan 10 Attachment G Information Regarding Contracts with TIF Consultants 11 Attachment H Reports Submitted by Joint Review Board 12 Attachment I Summary of any obligations issued by the municipality and official statements 13 Attachment J Financial Analysis: TIF Obligations 14 Attachments For special tax allocation funds that have experienced cumulative K and L deposits of incremental tax revenues of $100,000 or more, a certified audit report reviewing compliance with the Act . 15 CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY I, 2013 AND ENDING DECEMBER 31, 2013 SECTION TITLE PAGE Attachment M Intergovernmental Agreements 16 3.1 Analysis of Special Tax Allocation Fund 17 3.2 Itemized List of Expenditures from Special Tax Allocation Fund 19 3.3 Special Tax Allocation Fund Balance (end of reporting period) 24 4.0 Property purchased by the municipality within the Redevelopment Project Area 26 5.0 Review of Public and Private Investment 28 6.0 Optional Sections 30 Exhibit A Exhibit B Joint Review Board Minutes Audit and Compliance Letter CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 Section 1. Name of Redevelopment Project Area and Contact Information Refer to chart attached. CITY OF DES PLAINES TIE DISTRICT #S ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 FY 2013 ANNUAL TAX INCREMENT FINANCE REPORT Name of Municipality: Des Plaines County: Cook Unit Code: 016/140/30 TIF Administrator Contact Information First Name: Michael Address: 1420 Miner Street Telephone: 847/391 -5468 Mobile Mobile Provider Written signature of TIF Administator 2 Reporting Fiscal Year. Fiscal Year End: Last Name: Bartholomew Section 1 (65 ILCS 5/11.74.4 -5 (d) (1.5) and 65 ILCS 5/11- 74.6 -22 (d) (1.5)1 Title: City Manager City: Des Plaines Zip: E -mail mbartholomew @desplaines.org Best way to _ X _ Email X Phone contact Mobile Mail 12/31 /2013 2013 60016 1 attest to the best of my knowledge, this report of the redevelopment project areas in: CityNillage of Des Plaines is complete and accurate at the end of this reporting Fiscal year under the Tax Increment Allocation Redevelopment Act 165 ILCS 5/11- 74.4 -3 ;:al Or the Industrial Jobs Recovery Law 165 ILCS 5/11 74.6 - et. sea.1 FILL OUT ONE FOR EACH TIF DISTICT Name of Redevelopment Project Area TIF No. 1 Downtown TIF No. 3 Wille Road Mt. Prospect Road W No. 4 Five Corners Rand Road TIF No. 5 Lee Street Perry Street TIF No. 6 Mannheim - Higgins Road Date Designated 7/15/1985 8/7/2000 10/2006 4/2/2001 10/15/2001 Date Terminated *All statutory citations refer to one of two sections of the Illinois Munidpal Code: the Tax Increment Allocation Redevelopment Act [65 ILCS 5/11 - 74.4 -3 et seq.] or the Industrial Jobs Recovery Law (65 ILCS 5/11 - 74,6-10 et. seq.) Des PiaitipsTIF 5 2013,xlsx Name of Redevelopment Project Area: TIF 5 Lee Perry No Yes Were there any amendments to the redevelopment plan, the redevelopment project area, or the State Sales Tax Boundary? [65 ILCS 5/11- 74.4 -5 (d) (1) and 5/11- 74.6 -22 (d) (1)] If yes, please enclose the amendment labeled Attachment A X Certification of the Chief Executive Officer of the municipality that the municipality has complied with all of the requirements of the Act during the preceding fiscal year. [65 ILCS 5/11- 74.4 -5 (d) (3) and 5/11 -74.6 22 (d) ( Please enclose the CEO Certification labeled Attachment B X Opinion of legal counsel that municipality is in compliance with the Act. [65 ILCS 5/11- 74.4 -5 (d) (4) and 5/11- 74.6 -22 (d) (4)] Please enclose the Legal Counsel Opinion labeled Attachment C X Were there any activities undertaken in furtherance of the objectives of the redevelopment plan, including any project implemented in the preceding fiscal year and a description of the activities undertaken? [65 ILCS 5/11- 74.4 -5 (d) (7) (A and B) and 5/11- 74.6 -22 (d) (7) (A and B)] If yes, please enclose the Activities Statement labeled Attachment D X Were any agreements entered into by the municipality with regard to the disposition or redevelopment of any property within the redevelopment project area or the area within the State Sales Tax Boundary? [65 ILCS 5/11- 74.4 -5 (d) (7) (C) and 5/11- 74.6 -22 (d) (7) (C)] If yes please enclose the Agreement(s) labeled Attachment E X Is there additional information on the use of all funds received under this Division and steps taken by the municipality to achieve the objectives of the redevelopment plan? [65 ILCS 5/11- 74.4 -5 (d) (7) (D) and 5/11- 74.6 -22 (d) (7) (D)] If yes please enclose the Additional Information labeled Attachment F X Did the municipality's TIF advisors or consultants enter into contracts with entities or persons that have received or are receiving payments financed by tax increment revenues produced by the same TIF? [65 ILCS 5/11- 74.4 -5 (d) (7) (E) and 5/11- 74.6 -22 (d) (7) (E)] If yes, please enclose the contract(s) or description of the contract(s) labeled Attachment G X Were there any reports or meeting minutes submitted to the municipality by the joint review board? [65 ILCS 5/11- 74.4 -5 (d) (7) (F) and 5/11- 74.6 -22 (d) (7) (F)] If yes please enclose the Joint Review Board Report labeled Attachment H X Were any obligations issued by municipality? [65 ILCS 5/11- 74.4 -5 (d) (8) (A) and 5/11- 74.6 -22 (d) (8) (A)] If yes please enclose the Official Statement labeled Attachment I X Was analysis prepared by a financial advisor or underwriter setting forth the nature and term of obligation and projected debt service including required reserves and debt coverage? [65 ILCS 5/11 -74.4- 5 (d) (8) (B) and 5/11- 74.6 -22 (d) (8) (B)] If yes, please enclose the Analysis labeled Attachment J X Cumulatively, have deposits equal or greater than $100,000 been made into the special tax allocation fund? 65 ILCS 5/11- 74.4 -5 (d) (2) and 5/11 - 74.6 -22 (d) (2) If yes, please enclose Audited financial statements of the special tax allocation fund labeled Attachment K X Cumulatively, have deposits of incremental revenue equal to or greater than $100,000 been made into the special tax allocation fund? [65 ILCS 5/11- 74.4 -5 (d) (9) and 5/11 - 74.6 -22 (d) (9)] If yes, please enclose a certified letter statement reviewing compliance with the Act labeled Attachment L X A list of all intergovernmental agreements in effect in FY 2010, to which the municipality is a part, and an accounting of any money transferred or received by the municipality during that fiscal year pursuant to those intergovernmental agreements. [65 ILCS 5/11 - 74.4 -5 (d) (10)] If yes, please enclose list only of the intergovernmental agreements labeled Attachment M X Name of Redevelopment Project Area: TIF 5 Lee Perry Primary Use of Redevelopment Project Area *: CBD If "Combination /Mixed" List Component Types: Under which section of the Illinois Municipal Code was Redevelopment Project Area designated? (check one): Tax Increment Allocation Redevelopment Act _ x Industrial Jobs Recovery Law SECTION 2 [Sections 2 through 5 must be completed for each redevelopment project area listed in Section 1.] FY 2013 * Types include: Central Business District, Retail, Other Commercial, Industrial, Residential, and Combination /Mixed. 3 Des PlainesTIF 5 2013,xlsx Attachment A Amendments to the Redevelopment Plan, the Redevelopment Project and/or the Area Boundary There were no amendments to the Redevelopment Plan or to the Redevelopment Project Area within the reporting Fiscal Year. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 Attachment B Certification of the Chief Executive Officer of the municipality that the municipality has complied with all of the requirements of the Act during the reporting Fiscal Year. Re: City of Des Plaines Certificate of Compliance Tax Increment Financing District #5 -- Lee Street / Perry Street Redevelopment Project Area For Fiscal Year Ending December 31, 2013 I, Matthew J. Bogusz, the duly elected Chief Executive Officer of the City of Des Plaines, County of Cook, State of Illinois, do hereby certify that to the best of my knowledge, the City of Des Plaines complied with the requirements pertaining to the Illinois Tax Increment Redevelopment Allocation Act during the fiscal year beginning January 1, 2013 and ending December 31, 2013. 5 - /9 -/Y DATE cm OFDESPLAINESTIFDISTRICT 05 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1 „.2013 AND ENDING DECEMBER 31, 2013 Attachment C Opinion of legal counsel that the municipality has complied with the Act. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 RE: Attorney Review City of Des Plaines Lee Street 1 Perry Street 11b District #5 To Whom It May Concern: This will confirm that I am the General Counsel for the City of Des Plaines, Illinois. I have reviewed all information provided to me by the City staff and consultants, and I find that the City of Des Plaines has confonned to all applicable requirements of the Illinois Tax Increment Redevelopment Allocation Act set forth thereunder for the fiscal year beginning January 1, 2013 and ending December 31, 2013, to the best of my knowledge and belief. ly CITY OF DES PLAINES TIE DISTRICT #3 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY I, 2013 AND ENDING DECEMBER 31, 2013 Attachment D Statement setting forth all activities undertaken in furtherance of the objectives of the Redevelopment Plan, including any project implemented in the preceding fiscal year and a description of the activities undertaken [65 ILCS 5/11-74.4 - 5(d)(7)(A & B) and 5/11- 74.6- 22(d)(7)(A & B)] TIF #5 The City of Des Plaines' fifth TIF District (TIF District #5) was established in April, 2001, and is adjacent to the Downtown TIF District. The creation of this approximately 2.63 acre TIF District was in response to the City's desire to respond to the problem conditions within an important commercial intersection in close proximity to TIF District #1. Since 2003, the primary structures have been demolished and a 40,000 sf grocery store (Shop n Save) and a Fifth Third Bank facility have been constructed within the area to compliment the remainder of Metropolitan Square, located primarily in the Downtown TIF. Prior to 2007, the City had proceeded to expend over $2.0 million to date on several redevelopment activities to accommodate the area's planned growth and expansion. The TIF Distnct received a one time transfer of $854,714 from the adjacent Downtown TIF in order to fund certain redevelopment activities and to improve the fiscal position of TIF #5. During the preceding fiscal year, there were no public and/or private investments made, or redevelopment agreements approved, as the primary project was completed in late 2005. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY I, 2013 AND ENDING DECEMBER 31, 2013 8 Attachment E Description of any agreements entered into by the municipality with regard to the disposition or redevelopment of any property within the redevelopment project area or the area within the State Sales Tax Boundary [65 ILCS 5/11- 74.4- 5(d)(7)(C) and 5/11-74.6 - 22(d)(7)(C)] TIF #5 The City entered into a Redevelopment Agreement in 2003 with the Tucker /Freed development team to induce a 40,000 sf grocery store at this site. Bonds were issued in 2003 on behalf of this project in order to address land acquisition needs within the area, with a net proceeds amount totaling approximately $1.5 million The City has one (1) outstanding financial obligation which has been issued for public purposes or on behalf of a private investor, which is payable with the current TIF District's existing and future revenues. There were no new redevelopment agreements approved for this area in the preceding fiscal year. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 9 Attachment F Additional Information on use of all funds received under this Division and steps taken by the municipality to achieve the objectives of the redevelopment plan [65 ILCS 5/11- 74.4-5 (d)(7)(D) and 5/11- 74.6 -22 (d)(7)(D)] The City of Des Plaines continued to implement the primary objectives of the TIF #1 and TIF #5 Redevelopment Plan and Projects by assisting in "creating a favorable business and residential environment while improving the physical condition of such properties, while also allowing business properties to provide better service to the citizens of Des Plaines ". CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 10 Attachment G Information regarding contracts that TIF advisors or consultants have entered into with entities or persons receiving payments financed by tax increment revenues produced by the same TIF [65 ILCS 5/11- 74.4 -5 (d)(7)(E) and 5/11- 74.6 -22 (d)(7)(E)] The City utilized the services of Kane, McKenna and Associates, Inc. during the previous fiscal year in order to assist in monitoring the TIF Districts regarding their financial condition, with respect to the annual JRB meeting and with respect to development project negotiations. Fees were based upon hourly rates for services rendered and did not include contingent payments. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY I, 2013 AND ENDING DECEMBER 31, 2013 11 Attachment H Reports Submitted by Joint Review Board. No reports were submitted by the Joint Review Board. The Board met on August 27, 2013. Minutes of the meeting are attached as Exhibit A. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 12 Attachment I Summary of any obligations issued by the municipality and official statements No new bond obligations were issued in the reporting fiscal year. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 13 Attachment J Financial Analysis: TIF Obligations The City undertook its review of existing TIF obligations throughout the reporting Fiscal Year. The City continued to monitor the payment of existing obligations and reviewed the tax flows associated with current projects in order to determine coverage. Outstanding principal amounts, as well as future interest payments, associated with existing debt are summarized in Section 3.3 below. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 14 Attachments K and L For special tax allocation funds that have experienced cumulative deposits of incremental tax revenues of $100,000 or more, a certified audit report reviewing compliance with the Act performed by an independent public accountant certified and licensed by the authority of the State of Illinois The audit report shall contain a letter from the independent certified public accountant indicating compliance or noncompliance with the requirements of subsection (q) of Section 11- 74.4 -3. Relevant portions of the City's audit and the compliance letter are attached as Exhibit B. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 15 Attachment M Intergovernmental Agreements Not applicable. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY I, 2013 AND ENDING DECEMBER 31, 2013 16 Section 3.1 Analysis of Special Tax Allocation Fund Refer to table attached. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 17 Revenue /Cash Receipts Deposited in Fund During Reporting FY: Reporting Year Cumulative* % of Total Property Tax Increment $ 94,586 $ 1,052,518 31% State Sales Tax Increment 0% Local Sales Tax Increment 0% State Utility Tax Increment 0% Local Utility Tax Increment 0% Interest $ 36 $ 702 0% Land /Building Sale Proceeds 0% Bond Proceeds $ 1,525,000 44% Transfers from Municipal Sources $ 854,714 25% Private Sources 0% Other (identify source • if multiple other sources, attach $ 10,061 0% schedule) FY 2013 TIF NAME: TIF 5 Fund Balance at Beginning of Reporting Period SECTION 3.1 - (65 ILCS 5/11- 74.4 -5 (d) (5) and 65 ILCS 5/11- 74.6 -22 (d) (5)) Provide an analysis of the special tax allocation fund. Total Amount Deposited in Special Tax Allocation Fund During Reporting Period Cumulative Total Revenues /Cash Receipts Total Expenditures /Cash Disbursements (Carried forward from Section 3.2) Distribution of Surplus Total Expenditures /Disbursements NET INCOME /CASH RECEIPTS OVER /(UNDER) CASH DISBURSEMENTS FUND BALANCE, END OF REPORTING PERIOD* Total Amount Designated (Carried forward from Section 3.3) 18 $ 103,761 *must be completed where 'Reporting Year is populated $ 94,622 $ 111,154 $ 111,154 $ (16,532) 87,229 * if there is a positive fund balance at the end of the reporting period, you must complete Section 3.3 (798,359) $ 3,442,995 100% Des PlainesTIF 5 2013.xlsx Section 3.2 Itemized List of Expenditures from Special Tax Allocation Fund Refer to tables attached. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 19 FY 2013 TIF NAME: TIF 5 SECTION 3.2 A- (65 ILCS 5/11- 74.4 -5 (d) (5) and 65 ILCS 5(11- 74.6 -22 (d) (5)) ITEMIZED LIST OF ALL EXPENDITURES FROM THE SPECIAL TAX ALLOCATION FUND (by category of permissible redevelopment cost, amounts expended during reporting period) 20 FOR AMOUNTS >$10,000 SECTION 3.2 B MUST BE COMPLETED Category of Permissible Redevelopment Cost [65 ILCS 5/11- 74.4 -3 (q) and 65 ILCS 5/11 -74.6- 10 (0)] 1. Costs of studies, administration and professional services — Subsections (q)(1) and (o) (1) Professional costs /services 2. Cost of marketing sites — Subsections (q)(1.6) and (o)(1.6) 3. Property assembly, demolition, site preparation and environmental site improvement costs. Subsection (q)(2), (o)(2) and (o)(3) 4. Costs of rehabilitation, reconstruction, repair or remodeling of existing public or private buildings. Subsection (q)(3) and (o)(4) Rehabilitation 5. Costs of construction of public works and improvements. Subsection (q)(4) and (o)(5) 6. Costs of removing contaminants required by environmental laws or rules (o)(6) - Industrial Jobs Recovery TIFs ONLY Amounts 1,418 Des PlainesTIF 5 201.3.xlsx SECTION 3.2 A PAGE 2 7. Cost of job training and retraining, including' welfare to work' programs Subsection (q)(5), (o)(7) and (o)(12) 8. Financing costs. Subsection (q) (6) and (o)(6) Debt Service 9. Approved capital costs. Subsection (q)(7) and (o)(9) 10. Cost of Reimbursing school districts for their increased costs caused by TIF assisted housing projects. Subsection (q)(7.5) - Tax Increment Allocation Redevelopment TIFs ONLY 11. Relocation costs. Subsection (q)(8) and (o)(10) 12. Payments in lieu of taxes. Subsection (q)(9) and (o)(11) 13. Costs of job training, retraining advanced vocational or career education provided by other taxing bodies. Subsection (q)(10) and (o)(12) 109,736 109,736 2 Des PlainesTIF 5 2013.xlsx SECTION 3.2 A PAGE 3 14. Costs of reimbursing private developers for interest expenses incurred on approved redevelopment projects. Subsection (q)(11)(A -E) and (0)(13)(A -E) 15. Costs of construction of new housing units for low income and very low- income households. Subsection (q)(11)(F) - Tax Increment Allocation Redevelopment TIES ONLY 16, Cost of day care services and operational costs of day care centers. Subsection (q) (11.5) - Tax Increment Allocation Redevelopment TIFs ONLY TOTAL ITEMIZED EXPENDITURES $ 111,154 Des PlainesTlF 5 2013.xlsx FY 2013 TIF NAME: TIF 5 Section 3.2 B List all vendors, including other municipal funds, that were paid in excess of $10,000 during the current reporting year. There were no vendors, including other municipal funds, paid in excess of $10,000 during the current reporting period. Name Debt Service Funds Service Debt service payments Amount $ 109,736.00 Des PlainesTIF 5 2013.xlsx Section 3.3 Special Tax Allocation Fund Balance (end of reporting period). Refer to table attached. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 24 SECTION 3.3 - (65 ILCS 5/11-74.4-5 (d) (5) 65 ILCS 11-74.6-22 (d) (5)) Breakdown of the Balance in the Special Tax Allocation Fund At the End of the Reporting Period FY 2013 TIF NAME: TIF 5 FUND BALANCE, END OF REPORTING PERIOD 1. Description of Debt Obligations Bonds Series 2011A 980,000 885,588 Total Amount Designated for Obligations 2. Description of Project Costs to be Paid Total Amount Designated for Project Costs TOTAL AMOUNT DESIGNATED SURPLUS *I(DEFICIT) 87,229 Amount of Original Issuance Amount Designated 980,000 885,588 885,588 (798,359) * NOTE: If a surplus is calculated, the municipality may be required to repay the amount to overlapping taxing 25 Des PlainesTIF 5 2013.xlsx Section 4.0 A description of all property purchased by the municipality within the Redevelopment Project Area including: A. Street Address B. Approximate size or description of property C. Purchase Price D. Seller of property Refer to table attached. CITY OF DES PLAINES TIF DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 26 SECTION 4 [65 ILCS 5/11- 74.4 -5 (d) (6) and 65 ILCS 5/11- 74.6 -22 (d) (6)] FY 2013 TIF NAME: TIF 5 Provide a description of all property purchased by the municipality during the reporting fiscal year within the redevelopment project area. _X_ No property was acquired by the Municipality Within the Redevelopment Project Area Property Acquired by the Municipality Within the Redevelopment Project Area Property (1): Street address: Approximate size or description of property: Purchase price: Seller of property: Property (2): Street address: Approximate size or description of property: Purchase price: Seller of property: Property (3): Street address: Approximate size or description of property: Purchase price: Seller of property: Property (4): Street address: Approximate size or description of property: Purchase price: Seller of property: Des PlainesTIF 5 2013.xlsx Section 5.0 Review of Public and Private Investment. Refer to table attached. CITY OF DES PLAINES TIE DISTRICT #5 ANNUAL REPORT FOR FISCAL YEAR BEGINNING JANUARY 1, 2013 AND ENDING DECEMBER 31, 2013 28 Check here if NO projects were undertaken by the Municipality Within the Redevelopment Project Area: ENTER total number of projects undertaken by the Municipality Within the Redevelopment Project Area 1 and list them in detail below *. TOTAL: 1111/99 to Date Estimated Investment for Subsequent Fiscal Year Total Estimated to Complete Project Private Investment Undertaken (See Instructions) $ 6750,000 $ 750,000 $ 7,500,000 Public Investment Undertaken $ - $ 120,800 $ 2,217,444 Ratio.of Private /Public Investment 0 2,217,444 3 13134 Metropolitan Square Private Investment Undertaken (See Instructions) Private Investment Undertaken (See Instructions) $ 6,750,000 $ 750,000 $ 7,500,000 Public Investment Undertaken 0 $ 120,800 $ 2,217,444 Ratio of Private /Public Investment 0 3 13/34 Project 2: Private Investment Undertaken (See Instructions) Public Investment Undertaken Ratio of Private /Public Investment 0 0 Project 3: Private Investment Undertaken (See Instructions) Public Investment Undertaken Ratio of Private /Public Investment 0 0 Project 4: Private Investment Undertaken (See Instructions) Public Investment Undertaken Ratio of Private /Public Investment 0 0 Project 5: Private Investment Undertaken (See Instructions) Public Investment Undertaken Ratio of Private /Public Investment 0 0 Project 6: Private Investment Undertaken (See Instructions) Public Investment Undertaken Ratio of Private /Public Investment 0 0 SECTION 5 - 65 ILCS 5/11- 74.4 -5 (d) (7) (G) and 65 ILCS 5/11- 74.6 -22 (d) (7) (G) PAGE 1 FY 2013 TIF NAME: TIF 5 SECTION 5 PROVIDES PAGES 1 -3 TO ACCOMMODATE UP TO 25 PROJECTS. PAGE 1 MUST BE INCLUDED WITH TIF REPORT. PAGES 2 -3 SHOULD BE INCLUDED ONLY IF PROJECTS ARE LISTED ON THESE PAGES Project 1: *IF PROJECTS ARE LISTED NUMBER MUST BE ENTERED ABOVE 29 Des PlainesTIF 5 2013.xlsx Number of Jobs Retained Number of Jobs Created Description and Type (Temporary or Permanent) of Jobs Total Salaries Paid $ $ $ $ $ $ $ Optional: Information in the following sections is not required by law, but would be helpful in evaluating the performance of TIF in Illinois. *even though optional MUST be included as part of complete TIF report SECTION 6 FY 2013 TIF NAME: TIF 5 Provide the base EAV (at the time of designation) and the EAV for the year reported for the redevelopment project area Year redevelopment project area was designated Base EAV Reporting Fiscal Year EAV 20011 $ 794,127 ] $ 1,848,015 List all overlapping tax districts in the redevelopment project area. If overlapping taxing district received a surplus, list the surplus. _X_ The overlapping taxing districts did not receive a surplus. Overlapping Taxing District Surplus Distributed from redevelopment project area to overlapping districts SECTION 7 Provide information about job creation and retention SECTION 8 Provide a general description of the redevelopment project area using only major boundaries: Optional Documents Legal description of redevelopment project area Map of District Enclosed 30 Des PlainesTlF 5 2013.xlsx EXIIIBIT A In Attendance: Michael Bartholomew Bill Dussling Sherry Koemer Mary Kalou Ruth Gloede Mike Sweeney Michael Alsup Walter Kazmferczak Brian Taylor Barry Collins Nelson Gray Karen Stephens Bob Rychlicki Don Miletic Scott Mangum Dorothy Wisniewski AYES: NAYS: Motion: AYES: NAYS: Motion: AYES: NAYS: Motion: CITY OF DES PLAINES TAX INCREMENT FINANCING DISTRICT JOINT REVIEW BOARD MEETING MINUTES AUGUST 27, 2013 All None CARRIES All None CARRIES All None CARRIES City Manager, City of Des Plaines President, District 214/Board of Education Director of Business Services, District 214 /Board of Education Assistant Superintendent, District 207 /Maine Township Assistant Superintendent, District 59 /Community Consolidated Supervisor, Elk Grove Township Chief of Police, Harper College Trustee, Maine Township Director of Recreation, Mt. Prospect Park District Public Member Assistant Superintendent, District 62 /City of Des Plaines Director of Parks & Recreation, Rosemont Park District TIP Consultant, Kane McKenna & Associates, Inc. Assistant Superintendent, Des Plaines Park District Senior Planner, City of Des Plaines Finance Director, City of Des Plaines The meeting opened at 10 a.m. Michael Bartholomew welcomed everyone. A motion was made by Bill Dussling, seconded by Ruth Gloede, to elect and confirm public member Barry Collins A motion was made by Barry Collins, seconded by Bill Dussling, to elect and confirm City Manager, Michael Bartholomew, as Chair for the meeting. A motion was made by Barry Collins, seconded by Bill Dussling, to approve the minutes of the Joint Review Board Meeting held on November 14, 2012. Michael Bartholomew stated he would like to alter the order of TIF discussion. TIF District #3 Bob Rychlicki gave a brief overview and stated this is a single purpose industrial TIF which is scheduled to terminate at the end of 2036. The format is distributed to municipalities and comprised of three components: Certifications, Redevelopment of Activities (12 -month fiscal year) of which there are no new activities /amendments, and Infoimation from City Audit (fiscal condition). The latter noted $561,037 was received by the City. Bond Issues are from 2004 -2011. Litmus Test is $11 million There is a 3x differential. Bill Dussling asked what the cause is. Bob Rychlicki advised — two large industrial buildings. Ruth Gloede noted the reduction to $11.1 million is being noticed as well. Bob Rychlicki stated — it is the City recalibrating market values, industrial and commercial will increase, residential will be flatter; nothing is certified yet. Bill Dussling asked if there are any other TIFs affecting District 214 (as this is significant). Michael Bartholomew stated -- not at this time. Review of TIF #3 was concluded. A motion was made by Ruth Gloede, seconded by Bill Dussling, to approve the minutes. AYES: All NAYS: None Motion: CARRIES TIF District #4 Bob Rychlicki noted the Mayor and Auditor certifications, stating it's been a down year for redevelopment of activities; no redevelopment agreements or financing. Fiscal condition receipts are virtually non - existent (with a minor notation), no bonds issued, and performance has gone under the base (including 2012). 2013 may rise; 2014 will show a positive number. Barry Collins asked what the public improvements are. Michael Bartholomew advised — sidewalks. Bob Rychlicki advised that streetscapes, sidewalks were in the plan. Barry Collins noted for public concern, this comes out of City funds to keep the City operational Mary Kalou asked if the strip mall Dunkin' Donuts is in is in the TIF. Dorothy Wisniewski advised — yes, only through the middle of the development. Bob Rychlicki noted the sales tax is a factor. Dorothy Wisniewski noted a check was received and an IBT # is being checked. Nelson Gray asked if Red Hots is in TIF. Dorothy Wisniewski stated it is divided per business. Nelson Gray offered a suggestion to have a map present as a reference during future meetings. Review of TIF #4 was concluded. A motion was made by Nelson Gray, seconded by Barry Collins, to approve the minutes with the line after 8% removed. AYES: All NAYS: None Motion: CARRIES TIF District #1 Bob Rychlicki advised there are the same certifications. Boundaries and plan were not amendments; no new redevelopment agreements. Financing was undertaken by the City (refunding 2012A). Fiscal condition (due to size and diversity) was healthy coming in over $4.7 million. The City has some bond issues, there is a 4x differential; in 2021 the TIF terminates. Nelson Gray asked if there is any desire to extend this TIF. Bob Rychlicki stated that 12 years is the rule (nothing has gone beyond). There is no extension at this time; this is a State decision. Mary Kalou asked what the improvements are. Michael Bartholomew discussed the design, master planning, water mane /public improvements (Metropolitan Square) and new restaurants indicating this TIF should perfoim even better. Michael Bartholomew inquired about Perfect Cleaning Services, asking if there is any Village - owned property. Dorothy Wisniewski advised — the train station. Barry Collins asked if debt would be paid by termination date. Michael Bartholomew stated — yes. Review of TIF #1 was concluded. A motion was made by Walter Kazmferczak, seconded by Barry Collins, to approve the minutes. AYES: All NAYS: None Motion: CARRIES TIF District #5 Bob Rychlicki expects this to terminate by 2025. There are certifications, no new redevelopments. TIF flow is $117, 286.00 (18% applied to debt service). There is one bond issue outstanding Balance is declining; still over the base. Barry Collins asked if the grocery store and bank are leased or owned. Michael Bartholomew stated he believes the grocery store is leased, and the bank may be privately -held. Barry Collins asked when the lease ends. Michael Bartholomew advised that most are 10 -year leases. Review of TIF #5 was concluded. A motion was made by Barry Collins, seconded by Nelson Gray, to approve the minutes. TIF District #6 Bob Rychlicki advised this is a single -use for hotel and commercial; will terminate in 2025. Same series of certifications (City Manager, Mayor, and Auditor); redevelopment options are being reviewed. Parking is being considered due to density. No new debt issue. There is $60,124.00 in receipts (professional services, bond payments). City obligations are an acquisition; would like the City to release financing for redevelopment. Michael Bartholomew advised that since he arrived three years ago, there is no update. On the north side of the toll way, there has been litigation for two years. The City would like to market; it's the cost of capital. An economic development consultant has been hired. Review of TIF #6 was concluded. A motion was made by Don Miletic, seconded by Barry Collins, to approve the minutes. AYES: All NAYS: None Motion: CARRIES Bob Rychlicki reviewed the 2012 State Comptroller's Report and advised of some changes i.e. the state doesn't want title pages, table of contents; the infoimation is the same with exhibits at the back. Michael Bartholomew reported everything is always sent in on time, however calls are received indicating the documents were not received. Michael Bartholomew assured that everything is being done expeditiously. There were no questions from Board Members. A motion was made by Barry Collins, seconded by Michael Alsup, to adjourn the meeting at 10:45 a.m. AYES: All NAYS: None Motion: CARRIES Respectfully submitted, Gale Cerabona, Secretary EXHIBIT B Crowe Ho To the Honorable Mayor And Members of the City Council City of Des Plaines, Illinois Des Plaines, Illinois 60016 INDEPENDENT ACCOUNTANT'S REPORT ON COMPLIANCE Crowe Horwath LIP Indepw»dan, Member Czuwe Hawalh Inlamallanp We have examined the City of Des Plaines, Illinois', (City's) compliance with the requirements of subsection (q) of Section 11 -74. -3 of the Illinois Tax Increment Redevelopment Allocation Act during the year ended December 31, 2013. Management is responsible for the City's compliance with those requirements. Our responsibility is to express an opinion on the City's compliance based on our examination. Our examination was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants and accordingly, included examining, on a test basis, evidence about the City's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination of the City's compliance with specified requirements. in our opinion, the City complied in all material respects, with the aforementioned requirements for the year ended December 31, 2013. Oak Brook, Illinois June 18, 2014 k P Crowe Horwath LLP 208. Expenditures Current General Government Public Safely Public Works Streets and Highways Economic Development Debt Service Principal Interest and Fiscal Charges Capital Outlay Total Expenditures CITY OF DES PLAINES, ILLINOIS STATEMENT OF REVENUES. EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS Year Ended December 31, 2013 General Revenues Property Taxes $ 23.043.431 $ 7,104 $ - $ 33,453 $ 5,491,137 $ 28.575,125 Other Taxes 12.030.631 24,662,123 5,937,380 98,828 42,728,962 Licenses and Permits 2.924,191 - - 2,924,191 Intergovernmental 20,992,728 - 2,329,989 23,322,717 Public Charges for Services 6.245,773 - . 2,288,299 - 8,534,072 Fines, Forfeitures and Penalties 1.312,001 - - - 126,876 1,438,877 Investment Income 25,188 148 36,938 3,487 23,831 89,592 Miscellaneous 550,055 3,147 - 45,463 32,304 630.969 Total Revenues 67,123 998 10,399 24,699,061 8,308,082 8,102,965 108,244,505 7,272,417 38,138,909 6,225,488 5.210,461 500.690 57,347,965 Major Governmental Funds TIE fib Nonmajor Total (Mannheim/ Capital Governmental Governmental Higgins) Gamine Tax Projects Funds Funds 27,692 15,864,849 269,010 23,406,276 - 191455 38,330,364 786,579 - 7,012.067 1,153.091 6,363,552 1,326,744 1.855,126 725,000 - 6,795,000 2,273,365 9,793,365 436,782 776,892 822,935 2,036,609 5,801,860 6,631.857 12.433,717 1,189,474 151864.849 14.160,331 12,658,457 101.231,076 Excess (Deficiency) of Revenues over (under) Expenditures 9,776,033 (1.179.075) 8,834.212 (5,852,249) (4,565,492) 7,013,429 Other Financing Sources (Uses) Transfer In 347,013 - - 7,155,000 2,533,386 10,035,399 Transfer Out (2,217,202) (62,515) (7,155,000) (297,004) (445,872) (10,177,593) Issuance of Debt - 4,390,000 - - 3,555,000 7,945,000 Premium on Bond Issuance - 110 395 104,650 215,045 Total Other Financing Sources (Uses) (1,870,189) 4.437,880 (7.155,000) 6,857,996 5,747,164 8,017,851 Net Change In Fund Balances 7,905,844 3,258,805 1,679,212 1,005,747 1,181,672 15,031,280 Fund Balances at Beginning of Year 35.734,769 (5,643,050) 12,595.418 2,523,327 10,286.580 55,497,044 Fund Balances at End of Year $ 43,640,613 $ (2,384,245) $ 14,274,630 $ 3,529,074 $ 11,468,252 $ 70.528,324 See accompanying notes to financial statements. CITY OF DES PLAINES, ILLINOIS RECONCILIATION OF STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES Year Ended December 31, 2013 Net Change In Fund Balances - Total Governmental Funds Amounts reported for governmental activities in the statement of activities are different because; Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives as depreciation expense. This is the amount by which capital outlays exceeded depreciation and other transactions that impact capital assets in the current year. Capital Expenditures $ 11,307,014 Contributed Assets 467295 Depreciation (6 123 417) Capital Expenditures in Excess of Depreciation Some revenues were not collected for several months after the close of the fiscal year and therefore were not considered to be "available° and are not reported as revenue in the governmental funds. Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported in the governmental funds. Decrease In Compensated Absences Liability 144,990 Accretion of Interest on Capital Appreciation Bonds (537,437) Increase in Accrued Interest Payable (8,110) Increase in Net Pension Obligation - IMRF (39,389) Decrease in Other Post Employment Benefits (OPEB) 204,436 Increase in Net Pension Asset 87,817 Total Expenses of Non - current Resources The issuance of long -term debt provides current financial resources to govemmental funds, but issuing debt increases long -term liabilities in the statement of net position. Repayment of long -term debt principal is an expenditure in the govemmental funds, but the repayment reduces long -term liabilities in the statement of net position. Also, govemmental funds report the effect of premiums, discounts, and similar items when debt is first Issued, whereas these amounts are amortized in the statement of activities. Thls amount is the net effect of these differences in the treatment of long -tens debt and related items. Bonds Issued (7,945,000) Premium on Bonds Issued (215,045) Repayments: General Obligation Bonds Payable 6.870,000 TIF General Obligation Bonds Payable 2,855,000 TIF Revenue Bonds Payable 55,865 Installment Notes Payable 12,500 Amortization of Premiums, Discounts, & Loss on Refunding (126,988) Net Adjustment Internal service funds are used by management to charge self insurance costs to individual funds. The change in net position of the internal service fund (net of current look back adjustment) reported with the govemmental activities. $ 15,031,280 5,650.892 330,829 (167,693) 1,506,332 112.099 Change in Net Position of Governmental Activities $ 22,463.739 See accompanying notes to financial statements, 21. CITY OF DES PLAINES. ILLINOIS STATEMENT OF NET POSITION PROPRIETARY FUNDS December 31, 2013 Governmental Business -Type Activities - Enterprise Funds Activities Ma {or Funds Nonmetal Fund Des Plaines Emergency Total Communication Enterprise Internal Service ater /Sewer Parking System Center Funds Funds ASSETS Current Assets Cash and Investments $ $ 533,440 $ 638,526 $ 1.171,966 $ 1,460,754 Receivables (Net) Accounts 3,878343 - - 3,878343 - Other 10.531 70.258 203,748 284,537 788 Prepaid Items - - 6,053 6,053 3,113,644 Inventories 280 322 - - 280,322 Total Current Assets 4,169,196 603,698 848,327 5.621,221 4,575,186 Noncurrent Assets Capital Assets Capital Assets Not Being Depreciated 233.828 1.657.942 - 1,891,770 Capital Assets Being Depreciated, Net 17823,453 9.932,822 205,195 27 961 470 Total Noncurrent Assets 18,057,281 11,590,764 205.195 29,853,240 TOTAL ASSETS 22 226 477 12.194.462 1.053,522 35,474,461 4,575,186 LIABILITIES Current Liabilities Accounts Payable 1,335,444 46,537 21,055 1,403,036 116,135 Accrued Liabilities 206,689 - 331,823 538,512 23,190 Due to Other Funds 777,873 - - 777,873 - Unearned Revenue - - 177,158 177,158 Long -term Obligations, Due Within One Year Compensated Absences 173,190 - 94,658 267,848 - Early Retirement Incentive Program Payable - - - - 19 233 Total Currant Liabilities 2,493,196 46,537 624,694 3,164,427 158,558 Noncurrent Liabilities Long -term Obligations. Due in More Than One Year Net OPEB Obligation 68,288 - 109,783 178,071 Net IMRF Obligation 109,645 - 43,262 152,907 Compensated Absences 76,215 - 49,437 125,652 Total Noncurrent Liabilities 254,148 - 202,482 456,630 TOTAL LIABILITIES Adjustment to Reflect the Consolidation of Internal Service Funds Activities Related to Enterprise Funds Net Position of Business -type Activities 2,747,344 46.537 NET POSITION Net Investment in Capital Assets 18,057,281 11,590,764 205,195 29,853,240 - Unrestricted 1,421,852 557,161 21,151 2,000,164 4.416,628 TOTAL NET POSITION $ 19,479,133 $ 12,147,925 $ 226,346 31,853,404 $ 4,416,628 See accompanying notes to financial statements. 827,176 3,621 057 158,558 456,061 $ 32,309,465 CITY OF DES PLAINES. ILLINOIS STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION PROPRIETARY FUNDS Year Ended December 31, 2013 Governmental Business -Type Activities - Enterprise Funds Activities Major Funds Nonmajor Fund Des Plaines Emergency Total Communication Enterprise Internal Service Center Funds Funds Water /Sewer Parking System Operating Revenues Charges for Services $ 13,810,387 $ 336.051 $ 2,089,579 $ 16,236,017 $ 11,343,544 Miscellaneous 5,388 - - 5.388 247,490 Total Operating Revenues 19815,775 336.051 2.089,579 16,241.405 11,591,034 Operating Expenses Salaries 3,239,433 - 1,184,796 4,424,229 - Benefits - 1,688,501 - 535,188 2,223,689 - Contractual Services 1,252,729 16,686 224,590 1,494.005 - Commodities 8,148,506 141,846 123,019 8,413,371 - Capital Outlay 87,453 - 900 88,353 - Claims Expense - - - - 8,055,172 Insurance and Processing Fees - - - - 3,110,266 Miscellaneous - - - - 433,842 Depreciation 948,579 649,879 179,440 1,777,898 - Total Operating Expenses 15,365.201 808,411 2,247,933 18,421,545 11,599,280 Operating Income (Loss) (1,549,426) (472,360) (158,354) (2,180,140) (8.246) Nonoperating Revenues and (Expenses) Intergovernmental 8,237 - - 8,237 - Investment Income 1,711 - 65 1,776 34 Interest Expense (19.436) - - (19,436) - Total Nonoperating Revenues and (Expenses) (9,488) - 65 (9,423) 34 Income (Loss) Before Transfers (1,558,914) (472,360) (158,289) (2,189,563) (8,212) Transfers Transfers In 20,758 65,750 - 86,508 92,202 Transfers Out - (36,516) - (36,516) - Total Transfers 20,758 29,234 - 49,992 92.202 Change In Net Position (1,538,156) (443,126) (158,289) (2,139,571) 83,990 Net Position at Beginning of Year (as Restated) 21917,289 12,591 051 384635 39992,975 4.332,638 Net Position at End of Year $ 19,479,133 $ 12,147,925 $ 226,346 $ 31,853,404 $ 4,416,628 Adjustment to Reflect the Consolidation of Internal Service Funds Activities Related to Enterprise Funds Change in Net Position of Business -type Activities (28,109) $ (2,167,680) See accompanying notes to financial statements. 23, Revenues Property Taxes Investment Income Miscellaneous Total Revenues Expenditures Economic Development Contractual Services Commodities Capital Outlay Total Economic Deveopment Debt Service Principal Interest and Fiscal Charges Total Debt Service Total Expenditures CITY OF DES PLAINES, ILLINOIS REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL TIF #6 (MANHEIMMIGGINS) FUND Year Ended December 31, 2013 With Comparative Actual Amounts from Year Ended December 31, 2012 Other Financing Sources (Uses) Transfer Out Issuance of Debt Premium on Bond Issuance Total Other Financing Sources (Uses) Net Change in Fund Balances Fund Balances at Beginning of Year Fund Balances at End of Year Original and Final Budget Actual $ 27,283 27,283 153,209 27,554 52 138 2,000,000 - 2,153,261 27,692 725,000 725,000 396,682 436,782 1,121,682 1,161,782 3,274,943 1,189,474 Excess (Deficiency) of Revenues over (under) Expenditures (3,247,660) (1,179,075) (62,515) (62,515) 2013 $ 7.104 $ 148 3,147 10,399 (62,515) 4,390,000 110,395 4,437,880 $ (3,310,175) 3,258,805 (5,643,050) $ (2,384, Variance from Final Budget Positive (Negative) (20,179) 148 3,147 (16,884) 125,655 (86) 2,000,000 2,125,569 (40,100) (40,100) 2,085,469 2,068,585 4,390,000 110,395 4,500,395 2012 Actual $ 60,122 2 60 124 28,418 51 28,469 280,000 124,119 404,119 432,588 (372,464) (55,483) (55 483) $ - 6,568,980 (427,947) (5,215,103) $ (5,643,050) 79, NONMAJOR GOVERNMENTAL FUNDS Special Revenue Funds are governmental funds used to account for the proceeds of specific revenue sources that are legally restricted to expenditures for particular purposes. • Motor Fuel Tax Fund — to account for the City's share of restricted state gasoline taxes. All projects require the advance approval of the Illinois Department of Transportation. • Community Development Block Grant Fund - to account for the disbursement of the restricted Federal Community Block Grant. Financing is provided by the Federal Government. • Asset Seizure Fund — to account for the restricted monies received from the federal, state, and county related to the seizure of assets by the Des Plaines Police Department. • Foreign Fire Insurance Tax Fund — to account for restricted monies received from the foreign fire insurance tax, and disbursements by the Foreign Fire Insurance Tax Board. • TIF Tax Allocation #1 Fund — to account for restricted revenues and expenditures related to the tax increment finance district located downtown. • TIF Tax Allocation #3 Fund — to account for restricted revenues and expenditures related to the tax increment finance district located near Wille Road. • TIF Tax Allocation #4 Fund — to account for restricted revenues and expenditures related to the tax increment finance district located near Five Corners. • TIF Tax Allocation #5 Fund — to account for restricted revenues and expenditures related to the tax increment finance district located near Lee and Perry Streets in downtown Des Plaines. • Grant Funded Projects Fund — to account for restricted revenues and expenditures related to the Public Safety, Capital and other miscellaneous grants. Debt Service Funds are governmental funds used to account for the accumulation of resources and the payment of general long -term debt principal, interest, and related costs. • Debt Service Fund — to accumulate monies for payment of principal and interest on long -term general obligation debt of governmental funds. Capital Project Funds are used to account for the acquisition and construction of major capital facilities other that those financed by proprietary funds and trust funds. • Equipment Replacement Fund — to account for the acquisition of major capital equipment (rolling stock). • IT Replacement Fund — to account for the replacement of the City's computer and copier equipment. CITY OF DES PLAINES, ILLINOIS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS December 31, 2013 Special Revenue Funds Community Motor Fuel Development Asset Foreign Fire TIF tit Tax Block Grant Seizure Insurance Tax (Downtown) ASSETS Cash and Investments $ 445,361 $ 112,035 $ 1,588,258 $ 577,795 $ 3,907,840 Restdcted Cash and Investments - - - - 3,052,746 Receivables (Net) Property Taxes - - - - 4,779,687 Accrued Interest - - 174 - - Other - - 2,462 - - Due from Other Govemments 146,047 24,719 4.397 TOTAL ASSETS $ 591,408 $ 136 5 1,595,291 $ 577,795 $ 11,740,273 LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES Liabilities Accounts Payable $ 149,398 $ 23,920 5 36,547 $ $ 714,874 Accrued Liabilities - 2,689 - - - Deposits Payable - - 31,800 - 16,737 Advances from Other Funds - - - - - Total Liabilities 149,398 26,609 68,347 - 733,611 Deferred Inflows of Resources Deferred Property Tax Revenue - - - - 4,686,065 Unavailable Other Revenue - 8,446 - - - Total Deferred Inflows of Resources - 8,446 - 4,686,065 Fund Balances Restricted Economic Development - 101,699 - 3,267,851 Streets & Highways 442,010 - - - Public Safety - - 1,526,944 577,795 Debt Service - - - 3,052,746 Assigned Capital Acquisitions - Unassigned - Total Fund Balances 442,010 101,699 1,526,944 577,795 6,320,597 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES $ 591,408 $ 136,754 $ 1,595.291 $ 577,795 5 11,740,273 Special Revenue Funds Debt Service Fund Capital Projects Funds Total Nonmajor TIF #3 TIF #4 TIF #5 Grant Funded Debt Equipment I.T. Governmental (Wille Road) (Five Comers) (Perry/Lee) Projects Service Replacement Replacement Funds $ - $ 485,936 $ 87,353 $ 293,647 $ 464,693 $ 3,831,158 $ 481,657 $ 12275,733 574,359 - - - - - - 3,627,105 624,634 24,549 114,284 - 107,055 - 5,650,210 174 2,462 - - 541,649 - - 716,812 $ 1,198,993 $ 510,485 $ 201.637 $ 835.296 $ 571,749 $ 3,831,158 $ 481,657 $ 22,272,496 124 $ 25,879 $ 124 $ 281,456 $ $ 346,702 $ 36,414 $ 1,615,438 2,689 50,537 3,054,028 - 3,054,028 3.054152 25,879 124 281,456 - 346,702 36,414 4,722,692 624,634 624,634 114,284 . 106,474 - 5,531,457 541,649 - - - 550,095 114,284 541,649 106,474 - - 6,081,552 484,606 87,229 - - - 3,941,385 12,191 - - 454,201 - - - - - - 2,104,739 574,359 - - 465,275 - - - 4,092,380 3,484,456 445,243 3,929,699 (3,054,152) - - - - (3,054.152) (2,479,793) 484,606 87,229 12,191 465,275 3,484,456 445,243 11,468,252 $ 1,198,993 $ 510,485 $ 201,637 $ 835,296 $ 571,749 $ 3,831,158 $ 481,657 $ 22 272 496 CITY OF DES PLAINES, ILLINOIS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS Year Ended December 31, 2013 Special Revenue Funds Community Motor Fuel Development Asset Foreign Fire TIE # 1 Tax Block Grant Seizure Insurance Tax (Downtown) Revenues Taxes $ - $ - $ - $ 98,828 $ 4,797,868 Intergovernmental 1,682,991 260,353 - Fines, Forfeitures and Penalties - - 126,876 Investment Income 248 - 1,095 3,330 1,071 Miscellaneous - - - - 2,144 Total Revenues 1,683,239 260,353 127,971 102,158 4,801,083 Expenditures Current General Government - - 44 - Public Safety - - 123,521 67,934 Streets and Highways 1,153,091 - - - Economic Development - 206,897 - 1,093,611 Debt Service Principal - - - 1,930,865 Interest and Fiscal Charges - - - - 362,765 Capital Outlay 774,216 54,722 281,408 - 3,014,901 Total Expenditures 1,927,307 261,619 404,973 67,934 6,402,142 Excess (Deficiency) of Revenues over (under) Expenditures (244,068) (1,266) (277,002) 34,224 (1,601,059) Other Financing Sources (Uses) Transfers In - - - - Transfers Out - - - (394,232) Issuance of Debt - - - - 2,990,000 Premium on Bond Issuance - - - - 90,118 Total Other Financing Sources (Uses) - 2,685,886 Not Change In Fund Balances (244,068) (1,266) (277,002) 34,224 1,084,627 Fund Balances at Beginning of Year 686,078 102,965 - 1,803,946 543,571 5,235,770 Fund Balances at End of Year - $ 442,010 $ 101,699 $ 1,526,944 $ 577,795 $ 6,320,597 87. Special Revenue Funds 6,683 18,135 1,418 Debt Service Fund Capital Projects Funds Total Nonmajor TIF #3 TIF 114 TIF #5 Grant Funded Debt Equipment I.T. Goveumiental (Willa Road) (Five Comers) (Perry/Leo) Projects Service Replacement Replacement Funds $ 489,100 $ 1,901 $ 94,586 $ - $ 107,682 $ - $ - $ 5,589,965 386,645 - - - 2,329,989 - - - - 126,876 30 1 36 - 17,994 26 23,831 405 - - - 29,755 - 32,304 489,535 1,902 94,622 386,645 107,682 47,749 26 8,102,965 113,909 112,169 42,888 269,010 - 191,455 1,153,091 1,326,744 165,000 - 90,000 - 75,000 12,500 - 2,273,365 409,744 - 19,736 - 30,690 - - 822,935 - 45,482 - 773,708 - 1,536,438 150,982 6,631.857 581,427 63,617 111,154 887,617 105,690 1,661,107 193,870 12,668,457 (91 892) (61,715) (16,532) (500,972) 1,992 (1,613,358) (193,844) (4,565,492) - - 408,386 - 2,000,000 125,000 2,533,386 (6,260) (45,380) - - - - (445,872) 565,000 - - - - 3,555,000 14,532 - - 104,650 573,272 (45,380) 408,386 - 2 000 000 125,000 5,747164 481,380 (107,095) (16,532) (92,586) 1,992 386,642 (68,844) 1,181,672 (2,961,173) 591,701 103,761 104,777 463,283 3,097,814 514,087 10,286,580 $ (2,479,793) $ 484,606 $ 87,229 $ 12,191 $ 465,275 $ 3,484,456 $ 445,243 $ 11,468,252 88. Revenues Property Taxes Investment Income Miscellaneous Total Revenues Expenditures Economic Development Salaries Benefits Contractual Services Commodities Capital Outlay Total Economic Development Debt Service Principal Interest and Fiscal Charges Total Debt Service Total Expenditures Excess (Deficiency) of Revenues over (under) Expenditures Net Change In Fund Balance Fund Balances at Beginning of Year Fund Balances at End of Year CITY OF DES PLAINES, ILLINOIS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL TIF #1 (DOWNTOWN) FUND Year Ended December 31, 2013 With Comparative Actual Amounts from Year Ended December 31, 2012 Other Financing Sources (Uses) Transfer Out Issuance of Debt Payment to Refunding Bond Escrow Premium on Bond Issuance Total Other Financing Sources (Uses) Original and Final Budget $ 4,023,412 1,000 2013 Actual $ 4,797,868 1,071 2,144 4,024,412 4,801,083 5,000 6,469 553 992 1,157,376 535,673 341,650 550,477 3,039,000 3,014,901 4,543,579 4,108,512 1,380,865 1,930,865 443,850 362,765 1,824,715 2,293,630 6,368,294 6,402,142 (2,343,882) (1,601,059) (192,100) (192,100) $ (2,535,982) 1,084,827 5,235,770 $ 6,320,597 Variance from Final Budget Positive (Negative) $ 774,456 71 2,144 776,671 742,823 (394,232) (202,132) 2,990,000 2,990,000 90,118 90,118 2,685,886 2,877,986 $ 3,620,809 2012 Actual $ 4,706,774 2,632 4,709,406 (1,469) 4,050 (439) 447 621,703 516,242 (208,827) 246,995 24,099 45,094 435,067 812,828 (550,000) 1,207,078 81,085 544,715 (468,915) 1,751,793 (33,848) 2,564,621 2,144,785 (474,826) 3,765,000 (3,746,382) 41,230 (414,978) 1,729,807 3,505,963 $$ 5770 91. CITY OF DES PLAINES, ILLINOIS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL TIE #3 (WILLE ROAD) FUND Year Ended December 31, 2013 With Comparative Actual Amounts from Year Ended December 31, 2012 2013 Variance from Final Budget Original and Positive Final Budget Actual (Negative) 2012 Actual Revenues Taxes $ 505,679 $ 489,100 $ (16,579) $ 561,730 Investment Income 10 30 20 7 Miscellaneous - 405 405 - Total Revenues 505,689 489,535 (16,154) 561,737 Expenditures Economic Development Contractual Services 10,006 6,683 3,323 3,444 Total Economic Development 10,006 6,683 3,323 3,444 Debt Service Principal 165,000 165,000 161,000 Interest and Fiscal Charges 404,597 409,744 (5,147) 410,664 Total Debt Service 569,597 574,744 (5,147) 571,664 Total Expenditures 579,603 581,427 (1,824) 575,108 Excess (Deficiency) of Revenues over (under) Expenditures (73,914) (91,892) (17,978) (13,371) Other Financing Sources (Uses) Transfers Out (6,260) (6,260) - (8,759) Issuance of Debt - 565,000 565,000 Premium on Bond Issuance - 14,532 14,532 Total Other Financing Sources (Uses) (6,260) 573,272 579,532 (8,759) Net Change in Fund Balance $ (80,174) 481,380 $ 561,554 (22,130) Fund Balance at Beginning of Year (2,961,173) (2,939,043) Fund Balance at End of Year $ (2,479,793) $ (2,961,173) 92. Revenues Taxes Investment Income Total Revenues CITY OF DES PLAINES, ILLINOIS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL TIF #4 (FIVE CORNERS) FUND Year Ended December 31, 2013 With Comparative Actual Amounts from Year Ended December 31, 2012 2013 Variance from Final Budget Original and Positive Final Budget Actual (Negative) 2012 Actual 1,901 $ 1,901 $ 70,881 1 1 17 1,902 1,902 70,898 Expenditures Economic Development Contractual Services 70,896 18,135 52,761 15,228 Commodities 5,000 - 5,000 4,215 Capital Outlay 450,000 45,482 404,518 454,383 Total Expenditures 525,896 63,617 462,279 473,826 Excess (Deficiency) of Revenues over(under) Expenditures (525,896) (61,715) 464,181 (402,928) Other Financing Sources (Uses) Transfers Out (45,380) (45,380) (45,202) Total Other Financing Sources (Uses) (45,380) (45,380) (45,202) Net Change in Fund Balance $ (571,276) (107,095) $ 464,181 (448,130) Fund Balance at Beginning of Year 591,701 1,039,831 Fund Balance at End of Year $ 484,606 $ 591,701 93. CITY OF DES PLAINES, ILLINOIS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE BUDGET AND ACTUAL TIF #5 (PERRY/LEE) FUND Year Ended December 31, 2013 With Comparative Actual Amounts from Year Ended December 31, 2012 2013 Variance from Final Budget Original and Positive 2012 Final Budget Actual (Negative) Actual Revenues Taxes $ 105,655 $ 94,586 $ (11,069) $ 117,260 Investment Income - 36 36 26 Total Revenues 105,655 94,622 (11,033) 117,286 Expenditures Economic Development Contractual Services 1,418 (1,418) 3,108 Total Economic Development - 1 418 (1,418) 3,108 Debt Service Principal 90,000 90,000 - 90,000 Interest and Fiscal Charges 19,712 19,736 (24) 20,349 Total Debt Service 109,712 109,736 (24) 110,349 Total Expenditures 109,712 111,154 (1,442) 113,457 Net Change in Fund Balance $ (4,057) (16,532) $ J12,475) 3,829 Fund Balance at Beginning of Year 103,761 99,932 Fund Balance at End of Year $ 87 229 $ 103,761 94.